Compliance Manager (Assurance)
- Location: London, England, United Kingdom
- Salary: Up to GBP43000.00 per annum
- Job Type: Full time
Working as part of the Compliance Assurance Team within the Compliance function of this pension provider you will report to the Head of Compliance Assurance. You will work with the other team members and with colleagues across the organisation to deliver compliance monitoring reports, the scheme's external assurance reporting against various standards and any other assurance monitoring activity directed by management.
Assist the Head of Compliance Assurance with the development and delivery of compliance monitoring and control assurance reports.
Developing and agreeing terms of reference for monitoring activity with colleagues across the business;
Investigating operational processes and reporting in accordance with agreed standards, either as individually or working with compliance colleagues;
Assisting with the tracking and resolution of actions identified as part of monitoring activity;
Assist in the development and delivery of controls and control reporting against any other agreed control framework;
Supporting other activities of the Compliance Assurance team;
With colleagues from across the business, using knowledge gained from analysis and investigation to develop proposals for future development of training, systems and processes to support this area.
Technical expertise in relation to occupational defined contribution pension schemes;
Significant experience of the legal framework and processes required for automatic enrolment;
Significant knowledge and experience of control reporting or an internal audit/compliance monitoring background;
Knowledge of the TPR reporting regime;
Excellent verbal and written communication skills
McGregor Boyall is an equal opportunity employer and do not discriminate based on race, religion, gender, age, sexuality, gender identification, or physical ability.