An expanding start-up Private Equity and Real Estate investment firm are currently looking for their first dedicated Compliance Manager.
Main focus: Compliance Registers - conflicts and PA dealing registers. Compliance management - take ownership of projects agreed at last supervisory meeting with our regulatory principal, namely:
Corporate admin - take ownership of company admin database and handle the basic company admin for the group. Contracts management - take ownership of our contracts database to keep on top of our management agreements, supplier contracts and so on. Regulatory know-how - Maintain a dialogue with regulatory lawyers/advisors to see what's coming in terms of new regulation/practice.
- Updating the regulatory business plan.
- Putting together a risk management framework & providing periodic reporting.
- Documenting a disaster recovery/crisis management plan.
Secondary focus: Provide support to General Counsel and Debt Director, mainly around the more "process-driven", such as loan compliance, NDA's, investor resolutions etc. Develop an information management function, to ensure key information is held appropriately and is accessible to the right people.
To find out more details, please email