Compliance Manager (12 month Fixed Term Contract) Compliance Manager (12 month Fixed Term Contract) …

Eximius Finance
in London, United Kingdom
Permanent, Full time
Last application, 14 Sep 21
£60,000
Eximius Finance
in London, United Kingdom
Permanent, Full time
Last application, 14 Sep 21
£60,000
Posted by:
Lee Barnish • Recruiter
Posted by:
Lee Barnish
Recruiter
My client, a leading global financial services/share registration business, are recruiting for a Compliance Manager to join their team in London on a 12 month fixed term contract. Candidates should have sound understanding of regulatory requirements and a proficient understanding of the FCA rules, particularly CASS, COBS, DISP and SYSC.

The Compliance Manager role involves managing a team, whose purpose is to engage and deliver an effective compliance culture within the business, through the delivery of risk-based compliance monitoring, providing advice and guidance on issues and new products and ensuring that the business is operating in a compliant manner.

Experience & Personal Attributes

  • Minimum 5 years’ experience in Financial Services industry compliance.
  • Sound understanding and working knowledge of regulatory requirements especially, but not limited to, the Financial Conduct Authority or other regulators.
  • Proficient understanding of the FCA rules, particularly CASS, COBS, TC, DISP and SYSC.
  • Personal commitment to and visible role modelling of the organisation's behaviours and values.  This will include in depth experience in the development and embedding of a strong culture, one which adheres to FCA conduct rules and embeds positive behaviours & values.
  • Strong organisational skills with attention to detail.

 

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