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One Ten Associates

Compliance Manager - Part time

One Ten Associates London, United Kingdom
Posted 3 days ago Hybrid Job Permanent Pro Rata

Compliance Manager - Part time

One Ten Associates London, United Kingdom
H
Posted by
Harry Rogers
Recruiter

One Ten Associates are partnering with a boutique hedge fund that is looking to hire a Compliance Manager on a part time basis (3 days per week). This role will report into the COO (who holds the SMF16/17 functions) and will be a generalised compliance position.

The position will be offered with a hybrid working pattern (2 days in the office, 1 day at home).

The duties will include:

  1. Provide regulatory advice to senior stakeholders/board (FCA, SEC and other relevant global regulations)
  2. Develop, implement and maintain compliance policies/procedures
  3. Oversee/manage the central compliance function, including Code of Ethics, Gifts & Entertainment, Personal Account Dealing, Conflicts of Interest etc...
  4. Conduct regulatory reporting/filings (FCA, SEC, CFTC, NFA)
  5. Carry out compliance monitoring reviews/surveillance

The ideal candidate will have a minimum of 7+ years experience, having worked within the hedge fund industry. This is a permanent, part time role and we're seeking compliance professionals who are interested in a long term position which is part time and will not be seeing this as a short term position or seeking a full time position.

ABOUT COMPANY
London, United Kingdom
7 Employees HR & Recruitment
WHAT AREAS DO WE RECRUIT IN? Our focus is on the non-investment side of a fund. We recruit at the CFO, COO, CCO, GC, Head of Sales/Marketing level, b...
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