Compliance Manager

  • 85k
  • London, England, United Kingdom London England GB
  • Permanent, Full time
  • Venn Group
  • 12 Feb 18 2018-02-12

A senior position has recently arisen at a Brokerage Firm based in the City. For this role it is essential you have either a Brokerage or Investment Management background.

The successful candidate will oversee the design, implementation and execution of the company policy and procedures. In addition you will manage and coordinate FCA returns, including liaising with the regulators in advance and after their visit. You will be required to assist with the Compliance Monitoring and Reporting and also any relevant regulation changes.

This role is perfect for someone who is immediately available and is open to starting a new position at short notice. You will need to be an autonomous worker and will have to hit the ground running.

If you are interested in this position or similar positions please contact or Jake Seymour on 020 7557 7667 and email your CV to compliance&

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Venn Group is an equal opportunities employment business and employment agency and welcomes applications from all candidates.