Compliance Generalist - Trading & Funds (Asset Management) Compliance Generalist - Trading & Funds (Asset  …

UBS
in London, England, United Kingdom
Permanent, Full time
Last application, 29 May 20
Competitive
UBS
in London, England, United Kingdom
Permanent, Full time
Last application, 29 May 20
Competitive
UBS
Job Reference #211286BR
Your team
You will be working in the Asset Management Compliance and Operational Risk Control team in London. This team is responsible for advising on regulatory matters; overseeing front office / product and client coverage teams, providing compliance oversight; and reviewing and executing the risk & control framework. This involves working with all areas of the business and colleagues globally.

Your expertise
- be educated to degree level but not mandatory requirement if experience is there;

- have a minimum of 5 years' experience in risk management, risk control, audit or compliance within Asset Management; and

- have an understanding of Asset Management with technical knowledge of Asset Management regulatory topics and both traditional and alternative asset management products - e.g. UCITS, AIFs

About us
Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.

We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?

Join us
We're a truly global, collaborative and friendly group of people. Having a diverse, inclusive and respectful workplace is important to us. And we support your career development, internal mobility and work-life balance. If this sounds interesting, apply now.

Disclaimer / Policy Statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
Company Overview

UBS works with individuals, families, institutions, and corporations around the world to help answer some of life's questions – whether through award winning wealth management advisory, investment banking and asset management expertise, or private and corporate banking services in Switzerland.
We're a team of more than 66,000 colleagues, collaborating across all major financial centers in 50 countries. We strive for excellence in everything we do, and this has awarded us recognition across our businesses. We offer a collaborative, international and diverse working environment that rewards passion, commitment and success – and are regularly recognized as an attractive employer.

Together for the goals
#TOGETHERBAND raises awareness about the 17 United Nations Sustainable Development Goals for 2030 through 17 uniquely colored bracelets. Each pack contains two individually packaged bands: one to wear and one to share so you can spread the word about what goal matters most to you and give someone else the opportunity to do the same. The production and money raised from the sales of these bands will help fight injustices such as poverty and gender inequality as well as climate change and unfair labor.

Right now, #TOGETHERBAND is helping to support emergency COVID-19 relief. For the month of April, our partners at #TOGETHERBAND have created TOGETHER FUND to help fight the pandemic and provide aid to those who need it most.

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