Compliance Conflicts Management Senior Analyst Compliance Conflicts Management Senior Analyst …

Macquarie Group
in London, United Kingdom
Permanent, Full time
Last application, 13 May 21
Competitive
Macquarie Group
in London, United Kingdom
Permanent, Full time
Last application, 13 May 21
Competitive
Macquarie Group
Compliance Conflicts Management Senior Analyst
Are you looking to grow and develop your career in Compliance?

Our Risk Management Group (RMG) has an exciting new opportunity to join us as a member of the RMG Compliance Conflicts Management team. This function, within Compliance, focuses on the identification, management and escalation of conflicts of interest for the different businesses at Macquarie. You'll have an excellent opportunity to further develop your compliance experience and understanding of a variety of business areas, in a fast paced, innovative and dynamic global team.

In this newly created role, you will have the opportunity to take accountability by interacting with senior business stakeholders as well as within Compliance and the wider Risk Management team.

We are looking for candidates with plenty of enthusiasm to learn and grow. Attention to detail, effective verbal and written communication skills, strong analytical skills and maturity to handle confidential information and escalate issues are essential to this role.

A knowledge of financial services regulations, laws and products will be an advantage.

Your key areas of responsibility will include:
  • performing transactional conflict checks
  • ensuring pro-active identification and management of conflicts across the group
  • assisting with the escalation of conflicts and relevant issues to Business Compliance, senior management and other relevant staff as appropriate
  • developing and maintaining strong relationships with business deal teams, Business Compliance teams and Control Room
  • providing input into relevant system implementations and ongoing enhancements to ensure data is effectively managed across the deal lifecycle
  • implementing controls to effectively manage conflicts, ensuring deal teams understand the implications for specific transactions, undertaking training where required
  • assisting with the maintenance of policies and procedures to support the functions of the Compliance Conflicts team
  • contributing to the development of the function and the team by identifying ongoing areas of enhancement and driving continuous improvement to the conflicts processes

If you are ready to bring drive and enthusiasm whilst developing your career at Macquarie apply now.

About the Risk Management Group

The Risk Management Group (RMG) is an independent, centralised unit responsible for ensuring all risk across Macquarie are appropriately assessed and managed. Its divisions include Behavioural Risk, Compliance, Credit, Financial Crime Risk, Internal Audit, Market Risk, Operational Risk, Regulatory Affairs and Aggregate Risk, and RMG Enterprise Support.

Our commitment to Diversity and Inclusion

The diversity of our people is one of our greatest strengths, and an inclusive workplace enables us to embrace that diversity to deliver more innovative and sustainable solutions for our people, clients, shareholders and communities. At Macquarie, you'll be encouraged to be yourself and supported to perform at your best. If you're inspired to deliver on our purpose of 'empowering people to innovate and invest for a better future', we want you on our team. If you need adjustments made to the recruitment process, please reach out to your recruiter.

As an inclusive employer, Macquarie does not discriminate on the grounds of age, disability, sex, sexual orientation, gender identity or expression, marriage, civil partnership, pregnancy, maternity, race (including colour and ethnic or national origins), religion or belief.

Joining Macquarie means you'll be able to work in a way that suits you best. With the right technology, support and resources, our people can work in a range of flexible ways. Talk to us about what working arrangements would help you thrive.

Company Overview

A career at Macquarie means you’ll have the opportunity to develop and utilise new skills, explore interesting fields and do challenging work that will impact the lives of people around the world—whether it’s accelerating the green energy transition, helping sustain global food supplies, financing social housing projects or investing in essential infrastructure. At Macquarie, we’re empowering people to innovate and invest for a better future.

Our size and international presence means your work can take you anywhere—across business groups, disciplines, sectors and borders. With employees and offices in 31 markets around the world, we’re a truly global organisation.

You’ll be supported by a diverse team where the unique perspectives, ideas and experiences that all of our people bring are valued. You’ll be empowered to address unmet needs in our communities whilst advising and investing alongside our clients and partners. Working with us, you’ll have the opportunity to make a difference.

Macquarie is a global financial group providing clients with asset management, retail and business banking, wealth management, leasing and asset financing, market access, commodity trading, renewables development, specialist advisory, capital raising and principal investment.

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