Compliance CASS Manager
Venn Group are currently recruiting for a permanent Compliance CASS Manager to join a dynamic banking team in a city-based firm in London. This opportunity offers the change to work within a collaborative team with long-term prospects for growth, and would suit an individual who can immediately deliver results based on previous regulatory and compliance understanding.
This role requires the ideal candidate to assume responsibility for managerial duties within the Compliance team and also involves supervision of a junior member of the team.
The main duties of this position are centred on the bank’s regulatory compliance function, ensuring regular and timely reports to the FCA are completed, and disseminating key information from the FCA Handbook to the rest of the business to ensure compliance.
This position involves working closely with the MLRO and Head of Compliance, and associated Deputies, to formulate coherent and stringent regulatory compliance policies are rolled out across the bank. Therefore, candidates with at least 5+ years’ experience working in compliance functions in other banks will be considered for this position.
It is essential that this candidate has held positions involving CASS previously, such as a CF10a, and has a profound understanding of CASS procedures, accountability policy, reconciliation, and has regularly compiled CASS reports for internal review.
Candidates with excellent communication skills who are accustomed to producing informative reports, horizon scanning for regulatory risks, and communicating with key stakeholders, both internally and external regulatory bodies, would be best suited to this position.
To be considered for this position send your CV to email@example.com and call on 020 7557 7667.