Compliance Associate - (Contract) Asset Management, London

  • £competitive
  • London, England, United Kingdom
  • Contract, Full time
  • Non-disclosed
  • 22 Feb 19

Our client a leading Global Investment manager based in the City specialising in Fixed income, Multi-Asset and Alternatives. are looking for a Compliance associate with experience in Bloomberg to join their team on a contract basis.


  • Understanding and implementation of UK and relevant international filing obligations for European jurisdictions.
  • Knowledge of short sale regulations in UK and other European jurisdictions required.
  • Completing AML/KYC/RDC checks
  • Assist with analysis and implementation of regulatory change.
  • ensure appropriate governance and control arrangements are embedded across the firm.
  • Develop and maintain peer relationships within the businesses, stakeholders
  • UK Transaction & Derivative Reporting.
  • Support the Compliance function and Compliance projects, by proactively developing effective and efficient methods and tools to manage compliance workload


  • Experienced in compliance (5 years +)
  • undergraduate degree (2:1 or international equivalent) -preferably Law.
  • Experience in a investment management firm. 
  • Proficient in Excel
  • Experience with Bloomberg is a must. 
  • Understanding of UCTIS, AIFMD  and MFID
  • Excellent communication and reporting skills