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MERJE Ltd

Compliance Associate

MERJE Ltd
London, United Kingdom
Posted about 14 hours ago Hybrid Permanent £70,000 - £75,000
J
Posted by
Jake Kelly
Recruiter
MERJE are working with a leading trading business on a Compliance Advisory role to join their growing team.

General Duties

  • Monitoring key regulatory developments and offering advice and guidance to other business units as required
  • Assist in the implementation of new regulations and other projects
  • Analysis and interpretation of relevant laws and regulations, including identifying changes to these that could affect the business 
  • Assist in the implementation of suitable compliance controls to new business initiatives and new products
  • Assist with regulatory reporting matters
  • Management of the team’s shared mailbox
  • Perform “deep dive” complex ad hoc monitoring tasks e.g. review of outsourcing arrangements
  • Assist in the completion of ongoing tasks that sit within the team’s Compliance Monitoring Programme (“CMP”)
  • Assist with investigating and resolving ad hoc queries from regulators, exchanges and other areas of the business
  • Assist in the administration of compliance policies and procedures
  • Conducting Compliance Inductions to new employees

 

Knowledge and Experience

 

Essential:

  • University degree in business, law, finance, economics, politics or other similar discipline
  • Previous relevant experience

 

Preferred:

  • Good knowledge of applicable regulations e.g. MiFID II, CASS
  • Good knowledge of products and markets that the business is active in:

Products – Exchange traded and OTC commodities, OTC FX, Precious Metals, Securities  and Global Payments

Exchanges – ICE, LME, Eurex, Euronext, EEX

ABOUT COMPANY
London, United Kingdom
40 Employees Compliance / Legal
MERJE is an award-winning team of recruitment experts. We pride ourselves on supporting the long-term success of businesses’ goals and candidates’ car...
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