Compliance Associate

  • £45 000 - £60000
  • London, England, United Kingdom
  • Permanent, Full time
  • Carnegie Consulting
  • 19 Jan 18 2018-01-19

Compliance Associate – Private Equity This is a rare opportunity to join one of the most successful global Private Equity firms in a brand new Compliance role. This is a Generalist Compliance position giving the successful candidate a platform to demonstrate their abilities as well as learn from the head of department. There are few firms which will advance a compliance career further and faster than this one.

The Role

•    Compliance Monitoring testing across a number of UK regulated entities.  Identify and help deal with non-compliant issues as and when they are identified.
•    Thematic and other ad-hoc reviews
•    Assist developing and implementing AIFMD and MiFID II programmes and operating manual.
•    Prepare reports of activities and present them at board and committee level
•    Contribute towards further development of the Compliance Monitoring Plan
•    Assist and contribute to the compliance team as and when in various ad-hoc compliance related activities
•    Assist with maintenance of compliance registers and databases

The Candidate:
•    Exceptional academics with relevant degree and professional qualifications
•    At least 2 years, preferably 3-4 or more years of specifically buy side compliance experience in one or two firms (buy side only)
•    Accurate, hands on, able to process large amounts of data on a daily basis
•    Able to put your point across swiftly both in written and spoken format
•    Excellent interpersonal skills including initiative, punctuality, business smartness and a strong work ethic. You will not be a clock watcher.

If you are in a first class buy side firm but have outgrown your present role then please send in your 2 page CV (demonstrating your ability to be concise) as soon as you can.