Compliance Associate

  • £40k +
  • London, England, United Kingdom
  • Permanent, Full time
  • Non-disclosed
  • 16 Nov 17 2017-11-16

A global investment manager is keen to add headcount within their portfolio compliance team. This role will suit someone with 2-5 years’ experience working at an investment management business or a compliance consultancy. Previous compliance experience is a pre-requisite, ideally within the equity or fixed income space.

You will:

  • Work closely with the investment and trading teams.
  • Ensure that accounts and funds are created accordingly to the investment guidelines.
  • Validate compliance guidelines programmed by colleagues to ensure that is correct and in line with investment sentiment.
  • Assists with executing cash allocations/call backs, or preparing mock-ups etc.
  • Take part in non-routine client directed activities.

It is essential that you can demonstrate:

  • Previous experience of working with Fixed Income or Equity within an investment management business.
  • Excellent communication skills, both verbal and written.
  • Superb attention to detail.

To be considered for this role you must have relevant right to work in the UK as sponsorship is NOT available.