Compliance Analyst - Controls Testing Compliance Analyst - Controls Testing …

Vox Financial Partners
in London, England, United Kingdom
Permanent, Full time
Last application, 01 Jun 20
Vox Financial Partners
in London, England, United Kingdom
Permanent, Full time
Last application, 01 Jun 20
Compliance Analyst - Controls Testing
Compliance Analyst - Controls Testing

Company: Vox Financial Partners


Location: London

Permanent/Contract: Either

We are looking for a Compliance Testing professional to work on an exciting project for our Tier 1 Investment Banking client, working across multiple Regulatory Reform teams assisting in the Compliance Controls Testing function.

Who are we?

Vox Financial Partners is a regulatory and operational change specialist firm providing high quality consulting services and contract management products to top-tier banking & financial services clients in the US and Europe. Our consultants specialize in areas such as managing regulatory change in complex environments, client outreach, Brexit readiness, technology solutions, data extraction & analysis and operational and back-office support.

Established in 2015, joining us will give you the opportunity to experience the career growth that comes with working for an exciting and fast-growing new firm.

About the role

While the scope the project will change as the project evolves, your duties & responsibilities may include:

  • Working with multiple teams ensuring they are compliant with relevant regulations
  • Assisting in the creation and execution of compliance controls testing & reporting
  • Performing regulatory investigations
  • Performing compliance assurance reviews
  • Looking for gaps in compliance and advising improvements
  • Keeping up to date with and becoming an expert in current and changing regulations
  • Reporting and analysis
  • Providing risk and compliance advice for business decisions
  • Other duties as required which fall within the scope and remit of the role

Why Vox?

Vox Clients - As a Vox consultant, you will be working with some of the top clients in the financial services marketplace. Our people typically work on client site, placing you at the cutting edge of the projects on which you 'll be working, and giving you the opportunity to learn from, work with and build relationships with the very best within those companies.

Vox Core Values - Whether you are a Client or an Employee, Vox wants the best for you. All our relationships are based on our Core Values: Innovation, Nurture, Solutions, Potential, Inclusiveness, Resilience & Evolution.

Who are we looking for?

Candidates should ideally have the following:

Qualifications & Experience

  • Strong educational background - Degree (Masters would be an advantage)
  • 2\x2B years experience working in an investment banking environment (or for a Big 4 consulting firm within the investment banking space)
  • Controls Testing experience
  • Conduct Risk experience would be beneficial

Professional Skills
  • Communication - advanced interpersonal & communication skills. Able to liaise confidently with senior stakeholders, either over the phone or via email
  • Team player - able to work well within dynamic and goal-focused teams
  • Process driven - able to become quickly proficient in new processes and systems
  • Detail-focused - very strong attention to detail
  • Multi-tasking - highly organized and able to balance various responsibilities simultaneously
  • Professionally skeptical - able to identify and flag up anomalies for review
  • Decision-making - strong decision-making in a fast-paced and pressurized environment
  • Commitment - strong work ethic and delivery focused

Right to Work

  • VOX is not in the position to provide sponsorship for this current position and so applicants must be able to work in the United Kingdom and Northern Ireland without requiring sponsorship

(Vox Financial Partners value inclusiveness and aspire to reflect this in our workforce. We welcome applications from people from all sections of the community, irrespective of ethnicity, gender, age, disability, sexual orientation, religion or belief.)

Please note, Vox Financial Partners receive a high volume of applications for all roles. While we will endeavour to respond to all applicants, this is not always possible. Should you not receive a response to your application within 2 weeks, it is likely that you have been unsuccessful on this occasion. However, we would like to retain your details on our systems for 6 months and may contact you should another potentially suitable vacancy arise.