For Recruiters
One Ten Associates

Compliance Analyst

One Ten Associates
London, United Kingdom
Posted 2 months ago Permanent £40k - £55k
H
Posted by
Harry Rogers
Recruiter

Our client is a boutique hedge fund, headquartered in London. Reporting into the Chief Compliance Officer, this will be a generalist compliance role.

 

The job holder will be involved in:

 

  • Conducting compliance monitoring reviews
  • Perform trade surveillance activities (best execution, market abuse)
  • Keep up to date with regulatory changes and assist in advising the business on the implications
  • Assist in overseeing and managing PA Dealing, Gifts & Entertainment etc..)
  • Review and approve marketing materials
  • Update and implement compliance policies

 


This is a great opportunity for a compliance professional with between 1-3 years experience, ideally within fund management.

ABOUT COMPANY
London, United Kingdom
7 Employees HR & Recruitment
WHAT AREAS DO WE RECRUIT IN? Our focus is on the non-investment side of a fund. We recruit at the CFO, COO, CCO, GC, Head of Sales/Marketing level, b...
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