Compliance Analyst Compliance Analyst …

Bruin
in London, United Kingdom
Permanent, Full time
Last application, 13 Jun 21
50000
Bruin
in London, United Kingdom
Permanent, Full time
Last application, 13 Jun 21
50000
Posted by:
Perm Compliance • Recruiter
Bruin
Posted by:
Perm Compliance
Recruiter
Excellent Opportunity to join an established Investment bank. The ideal candidate will have Compliance monitoring and regulatory compliance experience within the Investment Banking industry.
  • Carrying out routine, thematic and desk based monitoring in relation to the firm’s compliance risks including best execution, transaction reporting, gifts and entertainment and conflicts of interest.
  • Assisting with the design, implementation and execution of the Compliance Monitoring Programme based on the Compliance Risk Assessment.
  • Assisting with the management of the firm’s Conduct Risk Framework.
  • Preparing and delivering regulatory training.
  • Assisting with regulatory change monitoring and tracking.
  • Have an understanding of the regulatory environment, and values and abilities consistent with the FCA conduct rules.
Company Overview

Bruin is an independent recruitment consultancy with an exclusive focus on the financial and professional services sector.

Bruin is preferred supplier to the world's leading institutions who value our boutique apporach, our Consultants' in depth knowledge, and our award winning diversity and inclusion services. 

As a specialist consultancy, we focus on assisting experienced candidates in our core areas and partner with clients to provide tailored advisory solutions. 

Our core areas across the UK and Europe include:.

Acturial; Broking, Underwriting & Claims; Change Management & Technology; Compliance; Credit & Risk Management; Finance & Accountancy; HR & Secretarial; Investment & Middle Office; Legal; Operations; Pensions & Employee Benefits; Sales & Marketing

Our Consultants are some of the most experienced financial and professional services recruiters in the UK, offering expert advice and insight into the current jobs market. Whether you are seeking a short term assignment that suits your availability or the next permanent step in your career, our Consultants are on hand to help you secure the role that matches your needs.

Bruin has been recognised by a number of industry awards for our innovative diversity and inclusion initiatives. As a business we are vocal champions for a diverse talent pipeline and are proud of the reputation we have built in this area.

Bruin recognises the positive value of diversity, and aims to promote equality and challenge unfair discrimination.

As a champion of equal opportunity employment we welcome applications from all suitably qualified persons - men and women, people of all ages, sexual orientations, nationalities, religions and beliefs.

We particularly encourage applications from women, disabled, and Black, Asian and minority ethnic candidates as these groups are underrepresented throughout the financial services industry. 

Our clients work with us because they value a diverse workforce, and subscribe to our shared principle that all appointments are made on merit and that ability to perform the job will be the primary consideration.

 

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