My client, a leading international derivatives broker is looking for a Compliance Analyst, the objective of this role is to help ensure that the firm meets its legal/regulatory obligations. The successful candidate will have 12 months compliance (generalist) experience ideally in the Brokerage industry.
* Assist in the day to day operational aspects of the Compliance functions - Financial Crime, Monitoring and Regulatory
* Assist in establishing and maintaining training and awareness programme for fitness and propriety, assessing competency and compliance culture.
* raise awareness of new and updated compliance policies and procedures
* Maintenance of all relevant compliance registers and compliance records
Charles Levick Limited are a leading global financial recruiter providing innovative solutions across Capital Markets, Financial and Professional Services organisations. Founded in 2008, Charles Levick is privately owned and operates from offices based within the City of London and New York.
A truly independent company with a global reach, we pride ourselves on delivering honest and intelligent guidance developing long term sustainable relationships. Our breadth of expertise and services allow us to deliver solutions across our sectors ranging from junior analyst through to C-Suite requisitions, all delivered with exceptional levels of attention to detail and service that have helped us to grow into the organisation we are today.
We have managed to build an enviable reputation partnering a diverse range of large and small organisations initially within London, but now globally, actively supporting clients across Europe, Asia and the US. With decades of experience, we have been able to develop a substantial knowledge of our markets as well as building loyal relationships with our clients and candidates.
Our business is devised of 5 core areas of specialisation: