FINANCIAL SERVICES RECRUITMENT

LONDON | NEW YORK

JOB SUMMARY

Compliance Analyst

My client a UK-based online broker, is looking for a Compliance Analyst to assist with the day to day functions performed by the compliance department, providing trading in Forex, Contracts for Difference, and Spread Betting. It also provides services to retail and institutional traders. It is highly desirable to be fluent in a European language

JOB TEXT

Compliance Analyst

My client a UK-based online broker, is looking for a Compliance Analyst to assist with the day to day functions performed by the compliance department, providing trading in Forex, Contracts for Difference, and Spread Betting. It also provides services to retail and institutional traders. It is highly desirable to be fluent in a European language.

Key Responsibilities:

* Provide support and assistance to enable effective monitoring in line with the Compliance Monitoring Programme.
* Provide advice and guidance to the Client Onboarding Team in relation to new applications when required.
* Complete FCA reports.
* Assist with complaints handling where required.
* Provide regulatory updates, reports and research on requested subjects and assist with horizon scanning.
* Provide other assistance as required by Head of Compliance on an on-going basis.
* Assist with any ad-hoc compliance projects.

Experience
* At least 1 years' experience of working in a compliance environment.

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  • Negotiable
  • London, England, United Kingdom
  • Permanent, Full time
  • Charles Levick
  • 2019-03-19