Compliance Advisory VP, Wealth
Excellent compliance advisory opportunity in the wealth management arm of this top tier global banking institution.
Excellent compliance advisory opportunity in the wealth management arm of this top tier global banking institution. This appointment forms part of a specialist team of experienced compliance professionals, with the objective of identifying compliance risks across the business and working with them to devise solutions to mitigate such risks. MiFID II is clearly a major focus currently and for the foreseeable future, however all relevant regulatory developments are to be reported on and applied, so over time the role will become more balanced in terms of focus. Candidates need relevant wealth management or private banking compliance experience to include knowledge of MiFID II, and a strong bias towards application of new regulation. This is a great opportunity to join a highly skilled peer group, in a business that enjoys market leadership globally.