Compliance Advisory SME (Buy side/Sell side)

  • Salary:£80,000 - £105,000
  • Location:London, England, United Kingdom
  • Job Type:Permanent, Full time
  • Company:Alexander Ash Consulting
  • Updated on:23 Apr 18

A leading financial services client with global operations is currently recruiting for Regulatory compliance SME (Compliance advisory) to join them on a permanent basis in there London office. You’ll be ensuring the Capital Markets, Wealth Management, Global Asset Management and Investor & Treasury Services (I&TS) businesses operating in Europe are informed of relevant regulatory changes and developments (including enforcement actions, industry guidance / best practice) on a timely basis and so are able to comply with new, or changing, conduct of business obligations and regulatory expectations.

This role would be suitable to a candidate with a compliance advisory background, with the desire to work in a dynamic environment.


  • Knowledge of the European and UK regulatory regime;
  • Experience of working with regulatory change: this may have been gained in an analyst, advisory or project management capacity;
  • Demonstrable ability to distil key points from large volumes of information and to tailor presentation of summaries to a variety of audiences;
  • Ability to manage stakeholders at all levels within an organisation;
  • Experience of working in an investment bank or wealth/asset management firm.


  • Experience working as part of, or in close conjunction with, a Compliance team;
  • Experience of supervising and developing junior team members


  • Performing 'horizon scanning' to identify regulatory development
London, England, United Kingdom London England GB