Compliance Advisory Manager / Associate Director – Investments

  • Negotiable
  • London, England, United Kingdom London England GB
  • Permanent, Full time
  • BSM Group
  • 23 Apr 18 2018-04-23

BSM Group are representing a client seeking a Compliance Advisory Manager / Associate Director.

My Client is a Global Assessment Management firm looking for an experienced Compliance Advisor to assist with the Investment function. Experience in Compliance advisory is essential.

Your role will include:

  • Providing advice on key compliance issues in line with business requirements
  • Be the first point of contact for front of office for all compliance matters.
  • Your expertise will also be required in reviewing existing policies in relation to generic aspects of compliance
  • Train and educate operational staff
  • Lead compliance initiatives and programmes
  • Provide due diligence

The incumbent will ideally have significant experience within a compliance advisory role, with strong communication and presentations skills. The incumbent will be expected to champion good conduct in relation to the FCA regulations.