Compliance Advisory Manager

London, England, United Kingdom

My client, a well-respected Investment Management firm, is looking for a Compliance Advisory Manager based in London. The role sits within the Real Assets division covering a variety of products, such as private credit, property, debt etc.

 

Key responsibilities:

  • Provide clear and consistent technical advice and guidance to the business with respect to the latest regulatory standards
  • Assist senior management in understanding risk exposure, through monitoring of the 1st line’s activities and defining practical strategies to mitigate against regulatory and financial crime risk
  • Keep up to date with the latest regulatory developments that affect the business area
  • Help embed new procedures via project work i.e. MiFID II
  • Develop the compliance ethos and attend various boards and committees

 

Key Requirements:

  • Previous compliance experience from the Asset Management industry
  • Ideally advisory experience with a knowledge of Real Asset products, particularly Private Credit
  • Proficient regulatory knowledge i.e. MiFID II
  • Ability to build strong relationships with internal (i.e. CEO of division) and external stakeholders (i.e. FCA)
  • Strong compliance attitude and natural gravitas to challenge the business when appropriate
  • Excellent analytical and report writing skills