Compliance Advisory Analyst

  • Negotiable
  • London, England, United Kingdom
  • Permanent, Full time
  • Michael Page
  • 01 Dec 17 2017-12-01

The role will involve working closely with the front desks, operations team and members of the Compliance Department in London to ensure that the business meets their legal & regulatory obligations. The successful financial services Compliance Advisory Analyst will support the business

A specialised financial services provider based in London


The financial services-Compliance Advisory Analyst will carry out the following responsibilities

  • Providing day-to-day compliance advice and guidance to business areas

  • Design and maintenance of compliance policies and procedures

  • Analysis and interpretation of relevant laws and regulations, including identifying changes to these that could affect the business

  • Producing reports for senior management on advisory activities

  • Play a key role in the business preparations for the implementation of new regulations, particularly the Market in Financial Instruments Directive II ("MIFID II") and Market Abuse Directive II ("MAD II")

  • Assist with investigating and resolving ad hoc queries from regulators and exchanges

  • Assist in negotiations with clients and introducing brokers concerning the business key standard form documentation

  • Assisting with the performance of compliance monitoring tasks when required


The successful financial services- Compliance Advisory Analyst will be:

  • Sound knowledge of the products, markets & operational processes (in particular Derivatives & FX)

  • Good IT skills with some knowledge of Microsoft Office programs

  • Excellent analytical skills and the ability to work through complex issues in a structured and methodical manner

  • The ability to work extremely accurately, thoroughly, reliably and with attention to detail

  • Strong communication skills, both written and verbal

  • Educated to degree level, preferably in a legal, accounting or business related discipline

  • London based

Job Offer

Competitive Package