- Mar 30, 2021
Our Client, a Global Brokerage based in London, is currently looking for a Compliance Advisor to join their team. Previous experience in Trade/Transaction reporting is preferred.
Review/audit/investigation requests from Exchanges and Regulators
FATCA and CRS Audit and Advisory; ad hoc tax projects
Research in relation to keeping up to date on financial regulatory developments
Monitoring and problem solving with regards to MiFIR transaction reporting
Monitoring and problem solving with regards to EMIR reporting
Maintaining accurate records and data in conjunction with regulatory reporting
Reporting to Exchanges and Regulatory bodies, regarding large positions reporting and client identification reporting
Annual and ad hoc Information Requests from Exchanges and other bodies
Morgan McKinley is acting as an Employment Agency and references to pay rates are indicative. BY APPLYING FOR THIS ROLE YOU ARE AGREEING TO OUR TERMS OF SERVICE WHICH TOGETHER WITH OUR PRIVACY STATEMENT GOVERN YOUR USE OF MORGAN MCKINLEY SERVICES.