Client Onboarding Associate - KYC / AML - Investment Bank

  • bonus + benefits + good pension
  • London, England, United Kingdom London England GB
  • Permanent, Full time
  • Hunter Bond
  • 11 Apr 18 2018-04-11

Client Onboarding Associate (KYC / AML) required by my Investment Banking client in London.

Client Onboarding Associate (KYC / AML) required by my Investment Banking client in London.

My client are currently looking for a Client On-Boarding Associate to strengthen the Financial Risk management capability through enhanced policy requirements.

The client Onboarding team is currently responsible for the front to back Operations process relating to Account Opening and off-boarding, Customer Reference Data maintenance and Securities Reference Data Maintenance.

This is a great opportunity to work for a Mid-sized Investment Bank and really make your mark!

Responsibilites include:

  • Monitor the new business pipeline to ensure clients are on-boarded and trading accounts created in a timely fashion.
  • Review new account requests submitted by Front Office for accuracy and completeness and communicate KYC requirements.
  • Key point of escalation for Clients and internal counterparts, in relation to all KYC queries.
  • Undertake thorough due diligence on all new counterparty and fund requests pre-trade.
  • Work with the Head of Client Operations to develop and deliver a full suite of KPI/KRIs.

The following skills / experience is requried:

  • Performed the same role in the past
  • KYC / AML background
  • Knowledge of Fixed Income and Equity market processes and regulations.
  • Knowledge of Financial Services and AML/KYC legislation and related regulations.
  • Previous experience onboarding both hedge and mutual funds alongside other entity types.
  • Previous Banking experience

Salary: Excellent + bonus + package

Location: London

If you are interested and meet the above requirements please apply immediately.