Central Compliance Associate ref 13145 Central Compliance Associate ref 13145 …

Carr Lyons
in London, United Kingdom
Permanent, Full time
Be the first to apply
35000
Carr Lyons
in London, United Kingdom
Permanent, Full time
Be the first to apply
35000
Posted by:
Duncan Jeffery • Recruiter
Posted by:
Duncan Jeffery
Recruiter
Client My Client is a well known Financial Services firm who provide investment banking services to their European clients. They cover research and sales & trading on the private and public side.

Client

My Client is a well known Financial Services firm who provide investment banking services to their European clients. They cover research and sales & trading on the private and public side.

 

The role

You will be part of a small team and therefore exposed to many aspects of compliance including:

Production of MI

Training new joiners

SMCR for registered staff

PA Dealing and OBI's

Supporting the Control Room

Analytics

Supporting the Advisory team

Responding to compliance queries

Assist with projects and Policy & Procedure

 

You

This role will suit someone who is on an internship 

Inquisitive

Articulate

Ability to multitask

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