CASS Operations # 099002

We Offer
Group Operations carries out high-quality and efficient banking services to clients across the Business divisions ensuring an excellent execution of millions of transactions daily. We operate globally in four regions - 'Switzerland', 'APAC', 'Americas' and 'UK Entities, Wroclaw & Dublin'.

We apply a continual focus on improving productivity and efficiency while seeking new and innovative ways to support clients' changing needs.

We Offer:

The role sits within the CASS (Client Assets) Operations team, which supports and delivers against regulatory initiatives, takes forward and drives the CASS agenda.

Key Objectives:
  • Deliver reviews of CASS processes across the divisions
  • Project manage key CASS focus areas in relation to new FRC audit standards
  • Dedicatedly take on CASS risk program of work
  • Manage control gaps for improvements, drive remedial work
  • Engage with key partners to continuously drive CASS mandate
  • Strong work ethic and able to identify and communicate issues with an understanding to support and resolve
  • Articulate subject matter to senior partners and applicability of CASS scenarios to business processes
  • Lead, coordinate areas of remediation in response to FCA reviews/actions

Open to discussing flexible/agile working.

You Offer
  • CASS awareness to Regulatory landscape
  • Knowledge of investment banking products
  • Ability to build constructive relationships with business partners
  • Ability to question and challenge status quo
  • Professional evidence of strong culture & Leadership skills
  • Strong resilience to deliver under own initiative, meeting deadlines and balancing priorities
  • Flexible and understanding of demands within regulatory space
  • Listed Derivatives experience - Client Money Normal approach calculation. Knowledge of how the calculation is performed and experience using GMI