Business Compliance Manager, Futures & Commodities  …

Macquarie Group
in London, England, United Kingdom
Permanent, Full time
Last application, 03 Apr 20
Competitive
Macquarie Group
in London, England, United Kingdom
Permanent, Full time
Last application, 03 Apr 20
Competitive
Macquarie Group
Business Compliance Manager, Futures & Commodities
As part of the Compliance Division within our Risk Management Group, this highly visible role is based on the London trading floor, supporting Macquarie's Futures and Physical markets businesses.

Be an integral part of the Commodities and Global Markets Business Compliance team, in London. This is an exciting opportunity to support the business and gain a broad experience within the Commodities and Global Markets Business Compliance team.

Your primary areas of coverage will be European Futures Exchanges and related Physical markets activity. You will be required to advise the business daily on regulatory advice and guidance on rules and internal policies, and support them with new products and services.

In addition, you will monitor activities including desk reviews and thematic reviews for compliance with FCA and Exchange rules and requirements and provide relevant training to the business whilst also conducting enquiries and investigations where necessary.

You will be responsible for Exchange enquiries and contribute to ad hoc projects within the broader regional and global compliance teams. You will work closely with the surveillance team on escalated matters. Your experience of trading floor compliance at a commodity trading or financial services firm will be well utilized in this role.

Your strong understanding of Commodities, Futures/exchange traded derivatives and Physical markets experience and strong knowledge of the UK and EU regulatory rules and requirements, including FCA and European Exchange rules/requirements is crucial in this role. You will have excellent relationship and communication skills, be naturally collaborative, process driven, solutions orientated, pragmatic and proportionate during the course of your professional duties. As a strong team player, you will work well within a team environment and have the ability to work independently.

Risk Management Group is an independent, centralised unit responsible for ensuring all risk across Macquarie are appropriately assessed and managed. Its divisions include Credit, Prudential, Capital and Markets, Market Risk, Operational Risk, Compliance, Quantitative Applications and Internal Audit.

Find out more about Macquarie careers at www.macquarie.com/careers

Macquarie understands the importance of diversity and inclusion - our long history of success has come from being different. At Macquarie we value the innovation and creativity that diversity of thought brings. The one thing we all have in common is our focus on high performance. If you're capable, motivated and can deliver, we want you on our team.

Macquarie is an equal opportunities employer and does not discriminate on the grounds of age, disability, sex, sexual orientation, gender reassignment, gender identity, marriage, civil partnership, pregnancy, maternity, race (including colour and ethnic or national origins), religion or belief.

We facilitate a range of flexible working arrangements within our teams. Talk to us about what flexibility may be available.

Company Overview

The best investment you can make is in yourself.

Whether you’re looking to take on a new project; progress within your division; explore an opportunity in a different team; or relocate globallyat Macquarie, you can choose a career route that’s as unique as you are

We’re a diversified financial group providing clients with asset management and finance, banking, advisory and risk and capital solutions across debt, equity and commodities.

To find out more about a career at Macquarie, visit www.macquarie.com/careers.

Close
Loading...