Business Aligned Compliance Macquarie Capital - Manager (AVP) Business Aligned Compliance Macquarie Capital -  …

Macquarie Group
in London, United Kingdom
Permanent, Full time
Be the first to apply
Macquarie Group
in London, United Kingdom
Permanent, Full time
Be the first to apply
Macquarie Group
Business Aligned Compliance Macquarie Capital - Manager (AVP)
Are you a Compliance Specialist looking to become a trusted advisor to our Macquarie Capital business?

As a Manager in our Compliance team you will be aligned to the Macquarie Capital operating group in London.

In this role you will have an excellent opportunity to further develop your compliance experience in a dynamic, commercial and fast-paced environment. Our Macquarie Capital business includes the private side activity of corporate finance advisory and principal investment, as well as the public side equities business.

The role will provide you with a broad involvement in compliance issues and regular interaction with senior management and executives across Macquarie Capital and the Risk Management Group in EMEA.

Your key areas of responsibility will include:
  • Advising on compliance implications for specific transactions, new products and businesses.
  • Reviewing principal investments ahead of sign-off, documenting the assessment of regulatory considerations.
  • Providing advice and managing/tracking cross-border licensing requirements post-Brexit.
  • Contributing to the success of the team by identifying ongoing areas of enhancement and driving continuous improvement to ensure that an effective compliance environment is maintained.
  • Developing and delivering training to provide the business with clarity regarding compliance responsibilities.
  • Assisting with responses to regulators or queries from exchanges and trading venues.

We are looking for someone with a strong understanding of the key compliance risks, and a pragmatic approach to ensuring that these are controlled effectively in a highly commercial environment. If you have the ability to think strategically, problem solve and escalate where necessary, with continuous support and guidance from the wider team we would like to hear from you. Come and join a team where you will have continuous engagement with our stakeholders and have the opportunity to learn and grow...apply now!

About the Risk Management Group

The Risk Management Group (RMG) is an independent, centralised unit responsible for ensuring all risk across Macquarie are appropriately assessed and managed. Its divisions include Behavioural Risk, Compliance, Credit, Financial Crime Risk, Internal Audit, Market Risk, Operational Risk, Regulatory Affairs and Aggregate Risk, and RMG Enterprise Support.

Our commitment to Diversity and Inclusion

The diversity of our people is one of our greatest strengths, and an inclusive workplace enables us to embrace that diversity to deliver more innovative and sustainable solutions for our people, clients, shareholders and communities. At Macquarie, you'll be encouraged to be yourself and supported to perform at your best. If you're inspired to deliver on our purpose of 'empowering people to innovate and invest for a better future', we want you on our team. If you need adjustments made to the recruitment process, please reach out to your recruiter.

As an inclusive employer, Macquarie does not discriminate on the grounds of age, disability, sex, sexual orientation, gender identity or expression, marriage, civil partnership, pregnancy, maternity, race (including colour and ethnic or national origins), religion or belief.

Joining Macquarie means you'll be able to work in a way that suits you best. With the right technology, support and resources, our people can work in a range of flexible ways. Talk to us about what working arrangements would help you thrive.

Company Overview

A career at Macquarie means you’ll have the opportunity to develop and utilise new skills, explore interesting fields and do challenging work that will impact the lives of people around the world—whether it’s accelerating the green energy transition, helping sustain global food supplies, financing social housing projects or investing in essential infrastructure. At Macquarie, we’re empowering people to innovate and invest for a better future.

Our size and international presence means your work can take you anywhere—across business groups, disciplines, sectors and borders. With employees and offices in 31 markets around the world, we’re a truly global organisation.

You’ll be supported by a diverse team where the unique perspectives, ideas and experiences that all of our people bring are valued. You’ll be empowered to address unmet needs in our communities whilst advising and investing alongside our clients and partners. Working with us, you’ll have the opportunity to make a difference.

Macquarie is a global financial group providing clients with asset management, retail and business banking, wealth management, leasing and asset financing, market access, commodity trading, renewables development, specialist advisory, capital raising and principal investment.

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