Assistant Risk & Compliance Manager Assistant Risk & Compliance Manager …

Schroders Personal Wealth
in London, United Kingdom
Permanent, Full time
Last application, 22 Oct 21
Negotiable
Schroders Personal Wealth
in London, United Kingdom
Permanent, Full time
Last application, 22 Oct 21
Negotiable
SPW are looking for an Assistant Risk & Compliance Manager to help provide effective risk and compliance oversight across our business.

Could you help ensure we remain compliant with Financial Services industry regulations?

Could you help us build our business as we endeavour to shape the future of Financial Planning?

The role

We are looking for an Assistant Risk & Compliance Manager to help provide effective risk and compliance oversight across our business.

What you'll be doing

  • Providing end to end ownership and driving the resolution of system and business related issues including system permissions and control, and user access.
  • Providing ongoing support and maintenance around systems in place for SMCR & the Training and Competency Scheme.
  • Maintaining and supporting with the implementation of polices in relation to all aspects of Compliance Monitoring.
  • Producing communications, MI, and reports in order to support the team in providing effective oversight.
  • Supporting the Head of Compliance with ongoing management of the team.
  • Analysing key themes using data from a wide range of sources and identifying possible impacts on the business.

Your qualifications & experience

  • Business/process analysis and change management experience
  • Excellent interpersonal skills
  • Strong stakeholder and relationship management skills (internal & external)
  • Proactive, pragmatic and enthusiastic approach
  • Financial Services experience

It would be great if you had experience/knowledge of Wealth Management industry, but that's not essential as we will provide support and training for the right candidate.

You belong here

At Schroders Personal Wealth, we welcome all. All colours, cultures, genders, beliefs, religions, ages, people.

We depend on the unique approaches of our team members to help us meet our ambitions.

We are committed to increasing diversity across our team and ensuring that Schroders Personal Wealth is a place where people from all backgrounds can make an impact and reach their potential.

Work in a way that works for you

When it comes to flexible working, we'll do our best to accommodate your needs with our flexible working policy. Please enquire in your interview.

What we'll give you

You can expect a career that's full of opportunity and support to help you develop. We offer a competitive total reward package, which means you share in the success you help create.

  • A market leading defined contribution pension scheme.
  • An additional 4% of your annual salary in a Flexible benefits package that you can select and pay for conveniently via a salary deduction or take as cash.
  • 25 days holiday allowance plus bank holidays.
  • An incentive scheme, based on the company's performance and your contribution to it.

About us

Schroders Personal Wealth combines over 400 years of expertise from Lloyds Banking Group and Schroders plc, two leading British companies partnering to bring financial planning services to more people in the UK.

Our focus is on the personal relationship we develop with our customers, underpinned by leading edge technology, multi-channel customer reach and global investment expertise.

We aim to become a top UK financial planning business within five years. Would you like to be part of making this possible

Join us

Does this sound like a role that you'd like to know more about? If like us, you're more motivated by customers than by targets, and you'd thrive in a culture that is values and client led - then we'd love to hear from you.

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