AVP of Compliance and Risk AVP of Compliance and Risk …

Miryco Consultants Ltd
in London, United Kingdom
Permanent, Full time
Last application, 19 Jan 22
65000
Miryco Consultants Ltd
in London, United Kingdom
Permanent, Full time
Last application, 19 Jan 22
65000
Posted by:
Maddie Flisher • Recruitment Consultant
Posted by:
Maddie Flisher
Recruitment Consultant
Miryco are working with a global top 10 insurance broker who are looking to hire an assistant vice president of compliance and risk for their firm.

Responsibilities:

  • Work closely with the Global Head of Compliance & Risk and act as the primary contact with the global broking teams and the corporate functions, acting as a business advisor and enabler.  This is primarily a second line of defence role, with some audit elements.
  • Be responsible for ensuring the North American offices are compliant with local rules and regulations.
  • Assist with and provide advice and guidance to broking teams on a range of (re)insurance related issues including licensing and local regulations. 
  • Work closely with Operations and Broking teams to maintain TOBAs, contracts and other process elements and any related databases.
  • Act as a conduit between the front-end Account Managers/Global Broking Teams and back-end teams including Global Operations.
  • Prepare and provide education and training on a range of compliance issues, such as financial crime, sanctions and other topics.
  • Work closely with key stakeholders such as Operations, Finance, HR and Legal.
  • Work closely with the Global Head of Compliance & Risk to help execute the overall Compliance & Risk Strategy.
  • Potentially manage or have oversight of junior member(s) of staff and/or help train and monitor their work.
  • Keep up to date with and help disseminate regulatory developments and communications.
  • Conduct ad hoc research on various regulatory issues as requested by the Global Head of Compliance & Risk.

Required:

  • Minimum of 24 months’ Compliance & Risk experience
  • Experience in the (re)insurance and/or re(insurance) broking and/or insurance sector is preferred.
  • Legal and/or accounting experience is preferred.
  • Experience or an understanding of Lloyds of London is desirable.    
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