29062017NM Front Office Controls and Assurance

  • GBP90000.00 - GBP100000.00 per annum
  • London, England, United Kingdom
  • Permanent, Full time
  • Advantage Resourcing
  • 14 Nov 17 2017-11-14

OVERVIEW We are seeking a Head of Front Office Control and Assurance to support the establishment of an independent first line ("1b") control framework to provide both support for and independent challenge to the dealing desk. The role will work within the first line reporting directly into the CFO.


An opportunity has arisen for a Head of Front Office Control and Assurance to join our Treasury department, which is responsible for managing liquidity and investing surplus funds on behalf of the Group. This the dealing desk within the responsible for Treasury products including: money market instruments, repo, foreign exchange, securities lending and short term derivatives.


*Support the Treasury first line control design, implementation, and assessment, including sample testing and testing design
*Carry out independent dealing exceptions analysis
*Present monthly reporting to the Dealing Committee and other committees as required
*Develop and maintain relationships with Risk, Compliance, and Audit
*Compliance with regulations and internal governance manuals, policies and procedures


You will be experienced and knowledgeable within the following areas: COBS exception monitoring, front office dealing, treasury instruments and markets. As well as this, you will demonstrate keen attention to detail and will have performed evidence gathering from systems (e.g. Bloomberg, Aladdin). Previous experience preparing committee reports and presenting at committees is key, you will possess excellent interpersonal and stakeholder management skills, as well as strong numerical/data and excel skills.

Advantage Resourcing is a service driven recruitment consultancy.