Head of Compliance - Asset Management

  • Excellent
  • Edinburgh, Scotland, United Kingdom
  • Permanent, Full time
  • Meraki Talent
  • 04 Feb 19

Head of Compliance with a global asset manager in Edinburgh

Head of Compliance – Asset Management


Excellent Salary + bonus + benefits



Meraki Talent are currently recruiting on behalf of a global asset manager seeking an experienced compliance professional to lead their growing function in Edinburgh.


Facing off to stakeholders such as Chief Legal Officer, European Head of Regulatory, Global CRO and global regulators, the Head of Compliance will play a crucial role within the firm’s future growth.


Responsibilities of the Head of Compliance:

  • Leadership of the firm’s compliance team, developing and maintaining a high performance within the team.
  • The effective implementation of the firm’s risk-based compliance framework
  • Oversight of all board, senior manager and executive risk committee reporting provided by the compliance team, including but not limited to Money Laundering, monitoring activity results and progress, policy attestations and amendments.
  • Lead key interactions with regulators
  • Working in collaboration with the Regulatory team in the first line to ensure that all regulatory changes are considered
  • Maintain behaviours and act as an ambassador for the risk culture across the firm


Background of the Head of Compliance:

  • Extensive compliance experience within the Asset Management
  • Ability to form close working relationships across the business and influence local and global stakeholders
  • Deep understanding of the FCA and EU regulation impacting the asset management sector


If you have the relevant experience, contact Chris Wilson on 0141 648 9413 for a confidential chat.


Is this job for you? 


Chris wants: Head, Regulatory Compliance, Asset Management


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