Compliance Officer - SMCR Compliance Officer - SMCR …

Sanderson
in Bristol, England, United Kingdom
Permanent, Full time
Be the first to apply
GBP50000 - GBP60000 per annum
Sanderson
in Bristol, England, United Kingdom
Permanent, Full time
Be the first to apply
GBP50000 - GBP60000 per annum
Compliance Officer - SMCR Location: Bristol

Our client is an established Professional Services firm who are recruiting for an experience Compliance Officer to report directly in to the Risk Director.

Key Responsibilities:

  • Acting as SMF16 Compliance Oversight Function with the prescribed responsibilities of performance by the firm of its obligations in respect of notification and training of the Conduct Rules
  • Reporting to the management structure about the firm's compliance with the regulations and rules that apply to a firm as set out in the FCA handbook and in particular adherence to the SMCR regime, COBS, MCOB and SYSC
  • Supervising the Business Support unit to ensure the production of suitable data sets required to enable and inform the FCA reporting regime

Key Skills & Experience required:

  • Experience of the FCA Approved Persons function and the new SMCR regime
  • Detailed knowledge and experience of the Financial Services industry
  • Excellent interpersonal skills with the ability to influence senior stakeholders
  • Strong communication skills both written and verbal
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