Operations Regulatory Control Senior Associate

  • Competitive
  • Belfast, Northern Ireland, United Kingdom
  • Permanent, Full time
  • Citi
  • 20 Apr 19

Operations Regulatory Control Senior Associate

  • Primary Location: United Kingdom,Northern Ireland,Belfast
  • Education: None
  • Job Function: Compliance and Control
  • Schedule: Full-time
  • Shift: Day Job
  • Employee Status: Regular
  • Travel Time: No
  • Job ID: 19009921


Description

Review, perform oversight and execution of MiFID II and EMIR Reporting validation and reconciliation exceptions pertaining to trade / transaction data submitted to regulators (including FCA, PRA, CBI and BaFin) Debt Management Offices (UK and EMEA), Stock Exchanges (including LSE, ISE). The individual will be responsible for working collaboratively with Operations, Compliance and the business.  Thereafter, key tasks to involve performing Regulatory processes within the Reporting team, reviewing exceptions, and working in a team environment to meet strict deadlines.  Additional requirements are the assisting in the supervision of junior staff, as well as working in conjunction with Senior Management to highlight issues and raise solutions through interpretation of submitted data.  The individual will ensure that we have documented all results and produce MIS to track progress and promote greater efficiency within the firm.

Key Responsibilities:

Oversight of the ORC Reporting processes

  • Timely and accurate production of key MIS reports to Global audience enhancing format and frequency where required

  • Investigation of issues arising from the ORC Reporting processes and escalation to management where appropriate;

  • Extensive liaison with internal customers, notably IT, Front Office and Compliance Management, foster partnership with key contacts with open and honest feedback

  • Identification of areas for improving existing processes and controls;

  • Co-ordinate testing of any ORC Reporting related project work

  • Working extensively with Change Management team and Quality Assurance team, to continually challenge and improve reporting process, articulating process risks

  • Working with the business and compliance in responding to internal and external business requests, and regulatory enquiries


Qualifications

  • Proven experience in Securities and Banking Operations, or in a Control or Regulatory/Compliance function;

  • Previous Regulatory reporting experience preferable.


Exceptional candidates who do not meet these criteria may be considered for the role provided they have the necessary skills and experience.

Valuing Diversity: Demonstrates an appreciation of a diverse workforce. Appreciates differences in style or perspective and uses differences to add value to decisions or actions and organisational success.

Citi is an Equal Opportunities Employer