Operations, Local Markets Operations, Analyst, Taipei Operations, Local Markets Operations, Analyst,  …

Goldman Sachs
in Taipei, Taiwan
Permanent, Full time
Be the first to apply
Goldman Sachs
in Taipei, Taiwan
Permanent, Full time
Be the first to apply
Operations, Local Markets Operations, Analyst, Taipei

Taiwan Operations is seeking a junior analyst to support its Taiwan securities businesses. The role will expose to communicating with local custodian banks, domestic corporate clients and offshore supporting business groups to handle the related processes. The products include Taiwan listed stock and ETF creation/ redemptions. Functions include but are not limited to account opening, settlements and regulatory reporting. The analyst will ensure the completeness and quality of daily tasks, adhere to risk controls, and address or escalate issues in a timely manner. He / She will also be an integral part of a dynamic team with its primary goal of providing efficient trade processing, control and continuous process improvement.


Operations is a dynamic, multi-faceted division that partners with all areas of the firm to deliver banking, sales and trading and asset management capabilities to clients around the world. Alongside this vital service delivery role, Operations provides essential risk management and control, preserving and enhancing the firm's assets and its reputation.
Operations span all product lines and markets, serving as internal business partners who develop the processes and controls, and help to specify the systems that deliver accuracy, timeliness and integrity to our business.

Goldman Sachs (Asia) LLC Taipei Operations delivers efficient transaction management, product support, regulatory reporting, client account opening and data management as well as projects designed to expand our range of products and our access to markets. Taiwan Operations leverages local systems and tools to manage obligations and interactions with local exchanges, clearing agents, regulators and other counterparties. We also make use of the firm's systems and ledgers in order to apply risk monitoring and firm-wide reporting.


  • Perform daily account opening, maintenance and closure based on the authorized request.
  • Verify the completeness of account document to fulfill internal/ regulatory requirements.
  • Ensure timely report to Taiwan Exchange and Taiwan Central Depository Corp on account/ settlement activities.
  • Arrange proper documentation of the client instruction and ac package.
  • Identify gaps in current processes and provide recommendations for better risk control and efficiency
  • Establish relationships with brokers and custodians to streamline workflow wherever possible
  • Leverage Business Intelligent tools to automate and enhance the process

Basic Qualifications
  • Bachelor's degree required
  • Qualified Brokerage License for TW market
  • Demonstrated team working skills as well as excellent communication skills
  • Attention to detail and good follow up skills; ability to demonstrate initiative and ownership of issue resolution
  • Self-motivated, driven to achieve and able to manage pressure and prioritize multiple tasks
  • Fluent in both spoken and written Chinese and English

Preferred Qualifications
  • Experience in Taiwan equities securities business
  • Understanding of local regulatory and market practice


At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers .

We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https:// www.goldmansachs.com/careers/footer/disability-statement.html

© The Goldman Sachs Group, Inc., 2020. All rights reserved.
Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity

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