Asset Management, CAO Office Statutory Audit Associate (6 months contract) Asset Management, CAO Office Statutory Audit  …

J.P.Morgan
in Taipei, Taiwan
Permanent, Full time
Be the first to apply
Competitive
J.P.Morgan
in Taipei, Taiwan
Permanent, Full time
Be the first to apply
Competitive
Asset Management, CAO Office Statutory Audit Associate (6 months contract)
Job Description
  • Perform general audits and special audits in accordance with annual audit plan and regulatory requirements, and follow up on the remediation activities for audit findings.
  • Work with relevant parties on the RFIs during regulator onsite inspections.
  • Prepare follow-up reports of internal and external audit findings to the BOD at least on a quarterly basis.
  • file the execution report of annual audit plan to SITCA timely.
  • Assist the business units to amend the internal control guideline, and revise the internal audit implementation rules accordingly.
  • Perform spot checks on the training events for distributors.
  • Ad hoc assignments or projects whenever needed.
Qualification
  • Education & License
  • Bachelor's degree in Law, Accounting or Finance related fields.
  • Senior Securities Specialist License or SITE & SICE Personnel License.
  • Work Experience
  • 2 + years of working experience in Asset management, Banks, Securities/Futures firms or big 4 CPA firms. Audit, Compliance, Risk background preferred.
  • Skill
  • Good verbal, written and negotiation skills in both English and Chinese.
  • Effective project management skills
  • Ability to work under pressure and meet milestones within time.
J.P.Morgan logo
More Jobs Like This
See more jobs
Close