VP- Regulatory Compliance (Securities-International Bank) VP- Regulatory Compliance  …

Selby Jennings
in Lugu, Taiwan
Permanent, Full time
Be the first to apply
Negotiable
Selby Jennings
in Lugu, Taiwan
Permanent, Full time
Be the first to apply
Negotiable
Our client (Global Bank, Securities) is looking for a VP compliance Candidate with a Securities and Asset Management background in Taiwan.

  • Flexible Budget
  • Focusing on Regulatory Compliance
  • Working on the regulatory approval of Securities sector with Taiwan Financial Supervisory Commission (FSC) to obtain various licenses in a phased approach, ultimately including the Brokerage, Underwriting, and Trading license, and re-establishing the onshore Compliance framework

Requirement

  • Fluent in Mandarin and English
  • 5+ years of experience in Regulatory Compliance field, ideally from Securities firm and compliance firm
  • Through understanding of Taiwan Financial Supervisory Commission (FSC) and overall Taiwan regulatory landscape
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