Wealth Operations - Operations Regulatory Expert - AVP

  • Competitive
  • Singapore
  • Permanent, Full time
  • Deutsche Bank APAC
  • 18 Feb 18 2018-02-18

Wealth Operations - Operations Regulatory Expert - AVP


Operations provides support for all of Deutsche Bank's businesses to enable them to deliver transactions and processes to clients. Our people work in established global financial centres such as London, New York, Frankfurt and Singapore, as well as specialist development and service centres in locations including Bucharest, Moscow, Pune, Dublin and Cary. We process payments in excess of a trillion euros across the bank's platforms, support thousands of trading desks and enable millions of banking transactions, share trades and emails every day.

A dynamic and diverse division, our objective is to make sure that all our services are executed in a timely and professional manner, that risk is minimised and that the client experience is positive. We are proud of the professionalism of our people, and the work they do. In return, we offer excellent career development opportunities to foster skills and talent.

Position Overview

Role and Responsibilities

  • Implement proper Control Framework :-
  • Transaction extraction
  • To ensure proper formatting, complete population and accuracy of all regulatory reports.
  • To ensure booking process enhancements are adhered to for manual bookings.
  • Implementation of settlement restrictions in case of failed trades
  • Provide assistance and liaison with Divisional SCAF representatives, Country CAO, internal DB Compliance and Regulators.
  • Handing of regulatory-related change requests.
  • Oversee daily delivery of Avaloq data to SI Calculator via GT interface and NACK Management
  • Management of client records in CRDS and perform manual reporting for FX Option leg of DCI trades.
  • Oversee daily reporting process and manual capture or PoTT Flags form and entry into core platform to trigger Transaction Reporting.
  • Asset reconciliation
  • Default Management – managing clients with default situation and analyzing risk impact.

Experience / Exposure
  • Minimum 5 – 7 years operations experience in the banking / financial sector, specifically regulatory reporting.
  • Good understanding of HKMA / MAS / SFC requirements
  • Subject Matter Expert within the field of relevance e.g. Regulatory, Operations processes.
  • Expert-level analytical skills, flexible regarding production problem solving.
  • Experienced in effectively communicating with and positively influencing project stakeholders and team members.
  • Excellent communication skills. Fluent in English
  • Displays a high degree of control awareness, attention to detail and focuses on providing quality output.
  • A strong team player and ability to work under pressure against tight timelines.
  • The ability to take ownership of process, escalation and client query management.
  • The ability to work in a fast paced banking environment managing multiple priorities.
  • Open minded, able to share information with peers and stakeholders within division and across divisions and regions.

  • Undergraduate degree from an accredited college or university
  • Professional qualification in Prince2 and/or PMI Project Management Professional (PMP) is an advantage.

Deutsche Bank offers a challenging and rewarding career where your contribution is valued and rewarded. We have an inclusive and friendly working environment coupled with excellent facilities and benefits.

Deutsche Bank is an equal opportunity employer who seeks to recruit and appoint the best available person for a job regardless of marital status, sex (including pregnancy), age, religion, belief, race, nationality and ethnic or national origin, colour, sexual orientation or disability.