WM/PB/AM Regulatory Compliance - AVP/VP WM/PB/AM Regulatory Compliance - AVP/VP …

Charterhouse Partnership Singapore
in Singapore, Singapore, Singapore
Permanent, Full time
Last application, 12 Sep 19
Competitive
Charterhouse Partnership Singapore
in Singapore, Singapore, Singapore
Permanent, Full time
Last application, 12 Sep 19
Competitive
*Newly created head count* My client is an established fund manager looking to hire a capital markets regulatory compliance senior manager to join their team in Singapore.

Key Attributes:

  • Asset manager is open to candidates with a WM/PB background
  • Implement and advise global regulatory matters
  • Review and update policies and procedures while conducting compliance reviews
  • High exposure to senior management 

This is a newly created role for an asset manager that is rapidly expanding in Singapore. Reporting to the Head of Compliance, you will be a regulatory advisor to various investment related activities. 

Advisory includes but not limited to:

  • Outsourcing, licensing, conduct, capital markets products, AML, various global regulations

Product exposure: Equities, FI, Derivatives, REITs, etc.

This position requires you to have excellent written, communication and interpersonal skills as you will be a senior compliance manager on the team.

To qualify, individuals must possess:
- University Degree
- Minimum 8-12 years of relevant experience
- Direct exposure to the Securities Futures Act and Financial Advisors Act
- Experience working in Regulatory Compliance/Big 4 Advisory/MAS

Please contact Samuel Shim at +65 6950 0385 or samuels@charterhouse.com.sg for a confidential discussion.

EA License No: 16S8066 | Registration No. R1873099

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