Vice President, Compliance

  • competitive
  • Singapore Singapore Singapore SG
  • Permanent, Full time
  • Huxley Banking & Financial Services , EA Licence No: 09C5506
  • 01 Mar 18 2018-03-01

General markets compliance and regulatory advisory as well as some exposure to trade surveillance and AML function.

-In this role, the incumbent will be expected to have decent FICC product knowledge.

-The individual will be exposed to many different areas of the compliance function and will get to increase their skill-set capabilities from markets perspective, PB products, compliance audit, regulatory interactions as well as trade surveillance.

-Compliance leadership, educating and training of front office sales and trading staff

-The role provides a wide and varied scope to grow.

-For a detailed description of the JD please contact me directly

Huxley, a trading division of SThree Pte Limited (Registration Number: 200720126E | SThree Pte Limited Licence Number 16S8216 | Huxley Licence Number 53132076J)

Award winner of:

International Recruitment Company of the Year by Recruitment International 2016

Best Client Services by Asia Recruitment Awards 2017

Best Overseas Operation by Gloabl Recruiters 2017