VP, Control & Compliance, Global Treasury Business Management Unit VP, Control & Compliance, Global Treasury Business  …

OCBC Bank
in Singapore, Singapore, Singapore
Permanent, Full time
Be the first to apply
Competitive
OCBC Bank
in Singapore, Singapore, Singapore
Permanent, Full time
Be the first to apply
Competitive
OCBC Bank
VP, Control & Compliance, Global Treasury Business Management Unit
Roles and Responsibilities

  • Good understanding of the treasury business and awareness of new regulations and operational risk policies to perform impact assessment and analysis
  • Implement business processes and controls to ensure that gaps identified are mitigated
  • Build solid relationships with the front office, regulatory compliance, operational risk and other support functions (including international centers) supporting the relevant coverage area
  • Facilitate internal audit, regulatory compliance testing, quality assurance and external inspection performed on Global Treasury as well as oversee timely closure of audit observations and comment sheets
  • Ensure timely submission of periodic attestations, self-assessments, and all relevant reports related to regulatory, compliance and operational risk area
  • Review various periodic monitoring related to regulatory, compliance and operational risk area performed by the team
  • Facilitate and consolidate responses for MAS information request and consultation paper
  • Review adequacy and completeness of Global Treasury Risk & Control Self-Assessment (RCSA) and Regulatory Requirement Self-Assessment (RRSA)
  • Manage and able to run new initiatives and project related to regulatory, compliance and operational risk
  • Carry out investigations for relevant regulatory breaches and prepare draft breach report
  • Deputize and represent Global Treasury in various meetings and committees related to regulatory, compliance and operational risk
  • Facilitate and roll out ethics and disciplinary framework


Qualifications
Requirements:

  • Bachelor degree or equivalent
  • Strong treasury product knowledge and controls and other support function knowledge
  • Significant work experience in regulatory, compliance, operational risk based roles within financial services environment
  • Familiarity with Singapore regulations is a must
  • Good understanding of banking regulation, especially relating to treasury
  • Confidence to take ideas forward and to challenge others, where appropriate
  • Proven ability to anticipate and identify risks and implement effective mitigating actions
  • Strong organization skills with the ability to multitask and prioritize; ability to work under pressure and to tight deadlines; Meticulous and detail oriented;
  • Excellent communication skills, both verbal and written; ability to produce concise and effective presentations and documents
  • Ability to work in a team environment and coordinating with different stakeholders
*LI-JY

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