South East Asia - Investment Banking Compliance Officer South East Asia - Investment Banking Compliance  …

Credit Suisse
in Singapore
Permanent, Full time
Last application, 06 Dec 21
Credit Suisse
in Singapore
Permanent, Full time
Last application, 06 Dec 21
Credit Suisse
South East Asia - Investment Banking Compliance Officer
Credit Suisse is a leading global wealth manager with strong investment banking capabilities. Headquartered in Zurich, Switzerland, we have a global reach with operations in about 50 countries and employ more than 45,000 people from over 150 different nations. Embodying entrepreneurial spirit, Credit Suisse delivers holistic financial solutions to our clients, including innovative products and specially tailored advice. Striving for quality and excellence in our work, we recognize and reward extraordinary performance among our employees, provide wide-ranging training and development opportunities, and benefit from a diverse range of perspectives to create value for our clients, shareholders and communities. We are Credit Suisse.

We Offer
Your responsibilities include:
• Provide advice either independently or with other team members on regulatory compliance issues
• Work with IB Front Office on the day-to-day questions and issues that arise in the normal course of business
• Work on new business initiatives, as well as ad-hoc / deal related queries including regulatory submissions / disclosures
• Monitor the issuance of new or revised regulations in Singapore, providing regulatory updates to Business and coordinate feedback to consultation papers by the regulator from the relevant partners for submission as necessary
• Collaborate closely with the businesses to ensure compliance with the existing and new regulations, including advising on the implementation of the relevant processes and controls to mitigate compliance and regulatory risk
• Develop, implement and conduct compliance training programs. Review existing programs for improvements and updates needed due to revisions in laws and regulations
• Provide support for compliance-related risk assessment and control evaluations as requested
• Provide support for the development of compliance policies and procedures, and monitor implementation
• Develop and deliver annual and targeted training and collaborating with other legal and compliance teams on one-bank projects
• Conduct conflict reviews relating to IB businesses
• Work closely with compliance colleagues across the region in managing the compliance risk associated with IB businesses
Your future colleagues

The team is open-minded, which allows different views or working styles to be shared or discussed amongst one another as well as cross collaboration with IB and other 2nd Line of Defence functions
We are a department which values Diversity and Inclusion (D&I) and is committed to realizing the firm's D&I ambition which is an integral part of our global cultural values.

You Offer

N/A - pending TWWW agreement

Credit Suisse is an equal opportunity employer. Welcoming diversity gives us a competitive advantage in the global marketplace and drives our success.
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