• Competitive
  • Singapore
  • Permanent, Full time
  • Funds Partnership Asia
  • 12 Dec 17

Senior Compliance Officer

Our client an International independent fund platform that provides fund trading is expanding in Asia and is looking for a Legal/Compliance Senior Officer

RESPONSIBILITIES

  • Demonstrate a sound knowledge and understanding of fund products and structures.
  • Independently liaise with fund services, distributors and regulators
  • Support in-house legal team on distribution agreements and trading agreements
  • Advised local sales team on compliance related queries
  • Support legal and compliance assessment of new markets in Asia.

 

Qualifications:

  • Bachelor’s degree in a related financial field
  • 7-10 years’ experience in the financial services industry
  • Highly adaptable with an exceptionally organized approach in addition to having excellent oral and written communication skills.