Senior Compliance Executive, Global Asset Manager Senior Compliance Executive, Global Asset Manager …

Profile Search & Selection Singapore
in Singapore, Singapore, Singapore
Permanent, Full time
Be the first to apply
Competitive Benefits
Profile Search & Selection Singapore
in Singapore, Singapore, Singapore
Permanent, Full time
Be the first to apply
Competitive Benefits
A global asset management firm is looking to hire a Senior Compliance Executive to look after the regulatory advisory and be part of their larger compliance team

A global asset management firm is looking to hire a Senior Compliance Executive to look after the regulatory advisory and be part of their larger compliance team. You will be responsible for the following:

  • Its a broad business compliance role
  • Keeping abreast of regulatory changes, provision of compliance advisory and support to business
  • Dealing with business stakeholders on new business, new fund launches, new regulations and ensuring that the business is in compliance with local and group policies
  • Review marketing material
  • Support compliance reporting to senior management
  • Handling and liasing with staff and regulators on licensing matters
  • AML/KYC requirements as it pertains to local regulatory framework

You should have at least 3 years of experience doing regulatory compliance in a fund manager/Big4/MAS. Familiarity with CMS licensing regulations will be an advantage. Only Singaporean and PRs will be preferred

Singapore Employment Agency Licence No: 16S8069

Personal data collected will be used for recruitment purposes only.

Close
Loading...