Senior Manager, Investment Compliance

Duties:

• Monitoring and surveillance of investment guidelines including setting up & 
  maintaining of rules and watch lists in the Bloomberg AIM and Compliance 
  checklists
• Performing advisory role and provide comments for new and existing mandates in terms of review and coding of investment guidelines
• Perform pre and post trade monitoring of investment guidelines and follow up on breaches identified
• Scheduled reporting to clients and trustee
• Perform SSAE16 and Compliance manual checks controls
• Conduct Investment Compliance presentations or trainings and liaise with Fund Managers/other departments where necessary
• Handle other compliance duties and ad-hoc projects as assigne

Key Requirements:

• 5-7 years of working experience. Experience within asset management or a financial institution is an added advantage 
• Proficient in MS Office and access 
• Good communication and interpersonal skill