Seasoned Compliance Manager for commodity MNC required
- Mkt Range
- Singapore Singapore Singapore SG
- Permanent, Full time
- The Cap Consulting Group Pte Ltd , EA Licence No: 14C7175
- 24 Apr 18 2018-04-24
Has more than 5 years of compliance experience gained with investment banks or commodity firms. Commodity industry exposure is beneficial (but not a must) Exposure gained in a global MNC environment is required
- Has more than 5 years of compliance experience gained with investment banks or commodity firms.
- Commodity industry exposure is beneficial (but not a must)
- Exposure gained in a global MNC environment is required
For this role, you manage a small team and are responsible for ensuring that the Marketing teams develop the appropriate Compliance culture, such that they strictly comply with Internal Group policies and procedures, and externally driven regulations; resulting in a well-controlled Marketing organisation, where fines due to governance failure are avoided.
•Design and implementation of the firm’s Marketing compliance programme, including policy drafting, KRI definition, training for all commercial staff etc.
•Maintenance, review and reporting of employee Gift, Entertainment and Hospitality as well as Conflicts of interest registers
•Implementation and operationalisation of a Marketing team monitoring programme, to ensure that inappropriate market behaviour, such as market abuse or breaches of competition law are detected
•Establishment of a process for statutory reporting of suspicious transactions and orders
•Facilitation of the reporting of compliance reports to the appropriate regulatory agencies
•Execution of a periodic Intermediary review process and follow-up; to ensure intermediaries abide by the standards outlined in the firm’s code of conduct
•Serve as a confidential point of contact for employees to seek clarification on issues or dilemmas, or report irregularities, with regards to Compliance related matters
•Design and implement technological solutions to facilitate Marketing’s Compliance programme
• Work closely with head of departments, traders, and marketing managers.
-A degree qualified professional. HAve min 15 yr in total of work exp, including more than 5 years of compliance experience gained with investment banks or commodity firms.
-Experience within a complex organisation across different countries and jurisdictions, cultures, interfacing with internal and external stakeholders.
-Has expert Compliance knowledge
-Excellent interpersonal and communication skills
-Fluent written and spoken English is a pre-requisite.
-Strong quantitative and analytical skills
-Proven ability to prioritise and work effectively to meet deadlines, strong project management skills.
To apply, pl send your cv in word doc to email@example.com . Pl also include details on your current salary, expected salary and notice period in your cv.
We regret to inform that only shortlisted candidates will be notified.
CAP Consulting (EA license: 14C7175)
Caroline Poh (EA Registration: R1105649)