Regulatory Compliance Manager (AVP/VP)

  • Competitive
  • Singapore
  • Permanent, Full time
  • Morgan McKinley Singapore
  • 15 Oct 18

Regulatory Compliance Manager (AVP/VP)

My client is a boutique financial institution with a long history in Singapore. They are seeking an experienced Regulatory compliance specialist with 4 to 6 years of experience dealing with all areas of regulatory compliance

Key responsibilities include

  • Day to day regulatory advisory to the business
  • Assist the head of compliance to manage the team in executing key deliverables
  • Implementing compliance initiatives or initiatives assigned by management;
  • Drafting/reviewing policies/manuals;
  • Developing and conducting compliance training;
  • Managing personal account dealing declarations;
  • Monitor, assess and advise on the implication of applicable new laws, rules and regulations from MAS and SGX and develop or update the relevant internal compliance policies as well as to provide/co-ordinate the training, where necessary

For a detailed brief, do reach out to Paul (EA Registration No: R1110469) at 6818 3141.