Private Banking, Compliance Generalist

  • Competitive
  • Singapore Singapore Singapore SG
  • Permanent, Full time
  • Black Swan Group
  • 23 Apr 18 2018-04-23

End to end compliance coverage role with a private bank. The role will have a broad scope across various compliance functions with the opportunity to participate in multiple projects.

The organisation offers you the chance to:

  • Assist in drafting and implement compliance policies.
  • Conduct controls on fair dealing and investment suitability.
  • Carry out AML, KYC and transaction monitoring checks.
  • Take partial ownership of the compliance monitoring processes and enhance its efficiency to ensure relevancy
  • Assist in licensing requirements for the bank’s representatives (e.g. RNF Framework)

You offer:                                                                               

  • Prior compliance experience in the private banking/wealth management sector
  • Fluent in Chinese/Mandarin.
  • Good work ethics and eager to learn.
  • Good at building relationships and credibility; you will be dealing with both internal and external stakeholders of ranging seniority on a day to day basis.

To discuss in more details and obtain further information please contact Shingo Wong on shingo.wong@blackswangroup.com or call 6678 6859

EA Registration Number R1545180. Licence Number – 16S8139

Black Swan Group is an award winning global corporate governance recruitment firm who launched here in Singapore in early 2014. We have developed a reputation for finding exceptional talent and matching them with exciting and unique opportunities. Initially founded in London in 2010 we now have 4 offices globally in London, Singapore, Hong Kong and Sydney supporting clients across the entire spectrum of financial services businesses.