Portfolio Compliance Lead Specialist/Manager Portfolio Compliance Lead Specialist/Manager …

Morgan McKinley
new

in Singapore
Permanent, Full time
Be the first to apply
Competitive
Morgan McKinley
new

in Singapore
Permanent, Full time
Be the first to apply
Competitive
Portfolio Compliance Lead Specialist/Manager
Job Summary
  • Singapore
  • Permanent
  • BBBH792996
  • Sep 13, 2021
  • Competitive
Job Description
Morgan McKinley is working with a global investment firm who are looking for a Portfolio Compliance Lead Specialist/Manager.

Job Description:
  • Reviewing, escalation and following through of overnight violations
  • Maintenance and update of breach records
  • Performing of alternative monitoring for restrictions
  • Ensuring compliance in respect to investment guidelines through Aladdin System
  • Overriding trade violations when required
  • Maintenance of broker rules in Aladdin
  • Provision of advise on the validity or pretrade alerts
  • Provision on workflow and process improvements
  • Assist in audits, regulators and client visits
  • Provide coaching and mentoring to junior staff
  • Stakeholder management
The Ideal Candidate:
  • Degree holder
  • 3 - 5 years experience in portfolio compliance or investment guideline monitoring role
  • Strong knowledge and understanding of regulations related to investment restrictions (UCITS, Code on CIS, CPF Investment Guidelines, UTMFChapter 7, MPF, US 1940 Act)
  • Knowledge on how and why violations are triggered and where to look for details and data to conduct an investigation
  • Strong understanding of investment management industry and its products
  • Good written and verbal communication
  • Meticulous with strong attention to detail
If you are keen on this exciting opportunity, kindly 'Apply Now' or email dnaidu@morganmckinley.com

Referrals are greatly appreciated.

Daryl Pravin Naidu

EA Licence No: 11C5502 | EAP Registration No: R2199043

Only shortlisted candidates will be responded to. If you do not receive a response within 14 days, please accept this as a notification that you have not been shortlisted.

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