Markets Business Manager, Regulatory Management – Vice President Markets Business Manager, Regulatory Management –  …

in Singapore
Permanent, Full time
Last application, 22 Jun 21
in Singapore
Permanent, Full time
Last application, 22 Jun 21
Markets Business Manager, Regulatory Management – Vice President
  • Supporting Singapore MSS COO to implement, manage and monitor regulatory policies, guidelines and notices
  • Communicate and provide guidance to MSS employees on regulatory process & controls
  • Advise, write and edit on MSS wide communications - Periodic reminders to Markets employees
  • Provide day-to-day management support to Singapore MSS Head & Regional CAO
  • Manage control related activities i.e. performing quarterly self-assessment, conducting internal reviews and control meetings.
  • Help raise product teams corrective action plan (CAPs) and track CAPs till closure
  • Partner with the Risk Governance: Global Risk Controls and Issue Management to execute the MSS Regulatory Inventory Mapping (RIM) program in improving ongoing maintenance of the mapping
  • Interface Compliance to understand the list of new or enhancement in regulations impacting MSS Business and the timelines for implementation
  • Leverage technology and tools to enable communications and generate excitement and interest in risk communications.

Immediate priorities
  • Understanding of regulators' expectations and priorities. Ability to critically assess information and identify what regulators need.
  • Gaining a thorough understanding of the various Markets products, booking model, processes and controls
  • Regulatory policy implementation across SG MSS
  • Working to expedite closure of identified control issues within Singapore
  • Assist in planning for SG MSS impending audits and reviews.


10 or more years of experience. We would prefer candidate who have worked with Regulator, Markets compliance or in a role facing financial services regulators.

Consistently demonstrates clear and concise written and verbal communication skills.

Enthusiastic team player who can collaborate effectively to get things done.


Bachelor's Degree/University degree or equivalent experience.

This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.

Job Family Group:
Business Strategy, Management & Administration

Job Family:
Business Management

Time Type:
Full time

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